Legal Statement

Legal Statement 2018-11-21T13:23:37+00:00

General

Invicta Capital is the trading name of Invicta Capital Management Limited, a company incorporated in England & Wales under registration no. 10692125 and whose registered office is at Queensland House, 393 Strand, London, WC2R OLT.

Invicta Capital Management Limited is registered with the xxxxx and authorised and regulated by the xxxxxxxxxx (registration no. xxxxxx)

Anti-corruption statement

Invicta Capital has a zero tolerance policy towards bribery and corruption. We are committed to:

  • conducting business in a manner that complies with applicable laws and is consistent with the highest ethical standards including, among other things, standards intended to prevent bribery and corruption, and
  • using our best endeavours to ensure that those who perform services for and on behalf of Invicta Capital – including employees, contractors, counsel and agents – are aware of and share our commitment to conducting business ethically.

The Company is subject to the Bribery Act 2010 in respect of its activities throughout the world and has adopted an Anti-Corruption Policy, which has been endorsed by its senior management. The policy is based on an assessment by the Company of the external and internal bribery risks that face us, and reflects fundamental standards that Invicta Capital expects those who perform services for us and on our behalf to abide by when acting on our behalf.

Invicta Capital will not use third parties or intermediaries to engage on its behalf in unethical practices that would be prohibited under any applicable laws if undertaken by Invicta Capital. The Company expects that all third parties and intermediaries that it engages will conduct themselves accordingly when acting on behalf or for the benefit of Invicta Capital. The Company is committed to transparency on its ethical standards and anti-bribery initiatives and has established procedures that are described in our Anti-Corruption Policy to encourage employees to report instances or allegations of policy violations.

For more detailed information about our policies and procedures, please contact Chris Deadman.

Data privacy

Invicta Capital takes data privacy seriously. For more information see our privacy statement.

Anti-money laundering policies and procedures

Our anti-money laundering (AML) policies are generally based on the highest standards that are required, and apply in relation to all of our business wherever our clients are based in the world. The Company conducts client due diligence enquiries on each new client and persons connected with them and conducts ongoing monitoring of existing clients. These enquiries are based on the FATF Recommendations, and the EU Fourth Money Laundering Directive, although if additional information is required, that information will also be obtained. Where necessary for these purposes, we seek relevant information from third party data suppliers. Where individuals have supplied personal data for this purpose we will only use it for that purpose and will keep it only as long as the relevant AML and data protection legislation requires.

The Company also has internal procedures to ensure that any suspicions of money laundering are reported to the appropriate authorities where there is an obligation to do so. Relevant staff are provided with training on these issues.

Copyright and links

The materials contained on this website are provided for general information purposes only and do not constitute legal or other professional advice. Invicta Capital does not accept any responsibility for any loss which may arise from reliance on information published on this site.

The materials published on this website are unless otherwise stated the copyright works of Invicta Capital. You may make copies of materials published which are of interest to you for your own personal use and you may provide occasional copies of individual publications (in paper or electronic form) to others for information purposes only provided that you do so free of charge. When you do make copies for yourself or others, the content of the published material and the copyright notices must remain intact, your communication of the content must not be misleading or inaccurate and a copy of this notice must accompany any copies of the materials which you provide to others. You may not republish any content or material available on our website on any other public website or service without our prior written consent. You may not create a link to any part of our website without our prior written consent. No other use of the materials published on this website is permitted without the express prior written consent of the Company.

Disclaimer

The information materials and opinions contained on this website are for general information purposes only, are not intended to constitute legal or other professional advice, and should not be relied on or treated as a substitute for specific advice relevant to particular circumstances. Invicta Capital does not accept any responsibility for any loss which may arise from reliance on information or materials published on this website. If you wish to find out more about the information in the materials published, please contact Chris Deadman.